# STANDARD CHARTERED SECURITIES (NORTH AMERICA) INC. X-17A-5 (2017-03-02) — Broker-dealer annual report

- Company: STANDARD CHARTERED SECURITIES (NORTH AMERICA) INC.
- Form: X-17A-5
- Filed: 2017-03-02
- Period: 2016-12-31
- Accession: 0001281941-17-000002
- CIK: 1281941
- File #: 8-66397
- Material weakness: No
- Auditor: RSM US LLP
- Auditor location: New York, NY
- Contact: Peter Nielsen
- Phone: (201) 706-5643
- Signed by: Peter Nielsen (Director of Financial Operations)

Original filing: https://www.sec.gov/Archives/edgar/data/1281941/000128194117000002/scconfidential_2016.pdf

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X-17A-5

 0001281941
 XXXXXXXX

 LIVE

 true
 false
 false

 01-01-2016
 12-31-2016
 Broker-dealer
 N

 STANDARD CHARTERED SECURITIES (NORTH AMERICA) INC.

 1095 AVENUE OF THE AMERICAS
 NEW YORK
 NY
 10036

 Peter Nielsen
 (201) 706-5643

 RSM US LLP

 1185 Avenue of the Americas
 New York
 NY
 10036

 Certified Public Accountant

 Peter Nielsen
 STANDARD CHARTERED SECURITIES (NORTH AMERICA) INC.
 12-31-2016
 No Exceptions
 Peter Nielsen
 Director of Financial Operations
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.