Full text of STANDARD CHARTERED SECURITIES NORTH AMERICA LLC's X-17A-5 filed 2026-03-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Standard Chartered Securities (North America) LLC** **Annual Audited Report Form X-17a-5, Part III Year Ended December 31, 2025 Confidential Treatment Requested Per Rule 17a-5(e)(3)** **This report is deemed CONFIDENTIAL in accordance with rule 17a-5(e)(3) under the Securities Exchange Act of 1934. A statement of financial condition, bound separately, has been filed with the Securities and Exchange Commission simultaneously herewith as a Public Document.** {1}------------------------------------------------ # **Table of Contents** | Page(s) | |---------| |---------| | Report of Independent Registered Public Accounting Firm 1 | | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--|--|--| | Financial Statements | | | | | | Statement of Financial Condition 2 | | | | | | Statement of Income 3 | | | | | | Statement of Changes in Member's Equity 4 | | | | | | Statement of Cash Flows 5 | | | | | | Notes to Financial Statements 6-11 | | | | | | Supplementary Information | | | | | | Schedule I<br>Computation of Net Capital<br>Under Rule 15c3-1 of the Securities and Exchange Commission 12 | | | | | | Schedule II<br>Computation for Determination of Reserve Requirements<br>and Information for Possession or Control Requirements<br>Under Rule 15c3-3 of the Securities and Exchange Commission 13 | | | | | {2}------------------------------------------------ U NI T E D S T A T E S S E C U RI TI E S A N D E X C H A N G E C O M MI S SI O N W as hi n gt o n, D. C. 2 0 5 4 9 O M B A P P R O V AL O M B Nu m b er: 3 2 3 5- 0 1 2 3 Ex pir es: N o v . , 2 0 2 6 Esti m at e d av er a g e bur d e n h o urs p er res p o ns e: 1 2 > S E C FIL E N U M B E R 8-66397 # A N N U AL R E P O R T S F O R M X 1 7 A - 5 P A R T III F A CI N G P A G E I nf or m ati o n R e q uir e d P urs u a nt t o R ul es 1 7 a 5, 1 7 a 1 2, a n d 1 8 a 7 u n d er t h e S ec uriti es E xc h a n g e Act of 1 9 3 4 FILI N G F O R T H E P E RI O D B E GI N NI N G \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ A N D E N DI N G \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ 01/01/2025 12/31/2025 M M/ D D/ Y Y M M/ D D/ Y Y A. R E GI S T R A N T I D E N TI FI C A TI O N N A M E O F FI R M: \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_…Read the full text as markdown