Full text of ARIA CAPITAL ADVISORS, LLC's X-17A-5 filed 2025-03-31 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Public | UNITED STATES | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > sec file number 8-66407 | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|------------------------|--|--|--|--| | | 01/01/24 | AND ENDING | 12/31/24 | | | | | | FILING FOR THE PERIOD BEGINNING | MM/DD/YY | | MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF FIRM: | Aria Capital Advisors, LLC | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>ി Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 475 Central Ave Ste M1 | | | | | | | | | | (No. and Street) | | | | | | | | St. Petersburg | ட | | 33701 | | | | | | (City) | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | John A. Zwack | 727-561-0900 x1 | | jzwack@ariacapital.com | | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | | B. Accountant Identification | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Thomas Faust, CPA, LLC d/b/a Thomas Faust, CPA | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 174 Coldbrook Ct. | Lafayette | IN | 47909 | | | | | | (Address)<br>02/14/18 | (City) | (State)<br>6479 | (Zip Code) | | | | | | (Date of Registration with PCAOB)(if applicable) | (PCAOB Registration Number, if applicable) | | | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public | FOR OFFICIAL USE ONLY | | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a cu…Read the full text as markdown