Full text of STERN CAPITAL LLC's X-17A-5 filed 2025-02-18 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0 M B Number: 3235-0123 Expires: Nov 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** SEC FILE NUMBER 0MB APPROVAL 8-66433 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING \_\_\_ 1 \_ 11\_ 12 \_ 0 \_ 2 \_ 4 \_\_\_ AND ENDING \_\_\_ 12 \_ 1 \_ 3 \_ 11\_ 20 \_ 2 \_ 4 \_\_ \_ MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Stern Capital, LLC TYPE OF REGISTRANT (check all applicable boxes): **l!!!!i** Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 420 Lexington Avenue, Suite 300 New York (City) (No. and Street) NY (State) 10170 (Zip Code) #### PERSON TO CONTACT WITH REGARD TO THIS FILING Lawrence M. Stern 212-832-1200 Lawrence.m.stern@sterncapital. com (Name) (Area Code - Telephone Number) (Email Address) #### **B. ACCOUNTANT IDENTIFICATION** #### INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* BDG-CPAs | (Name - if individual, state last, first, and middle name) | | | | | | | |------------------------------------------------------------|-----------|---------|------------|--|--|--| | 76 N Walnut St | Ridgewood | NJ | 07450 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 2/18/2004 | | 1167 | | | | | | rte of Reg;strnt;oo w;th PCAOB)lff appUcable) | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Lawrence M. Stem | swear (or affirm) that, to the best of my knowledge and belief, the | |---------------------------------------------------------------|-----------------------------------------------…Read the full text as markdown