# STONECASTLE SECURITIES, LLC X-17A-5 (2017-02-23) — Broker-dealer annual report

- Company: STONECASTLE SECURITIES, LLC
- Form: X-17A-5
- Filed: 2017-02-23
- Period: 2016-12-31
- Accession: 0001285203-17-000001
- CIK: 1285203
- File #: 8-66434
- Material weakness: No
- Auditor: WithumSmith and Brown PC
- Auditor location: Morristown, NJ
- Contact: Robert Holmen
- Phone: 347-887-0316
- Signed by: Robert Holmen (President)

Original filing: https://www.sec.gov/Archives/edgar/data/1285203/000128520317000001/newpublic.pdf

---

X-17A-5

 0001285203
 XXXXXXXX

 LIVE

 true
 false
 false

 01-01-2016
 12-31-2016
 Broker-dealer
 N

 STONECASTLE SECURITIES, LLC

 152 WEST 57TH STREET
 35TH FLOOR
 NEW YORK
 NY
 10019

 Robert Holmen
 347-887-0316

 WithumSmith and Brown PC

 465 South Street
 suite 200
 Morristown
 NJ
 07960

 Certified Public Accountant

 Robert Holmen
 STONECASTLE SECURITIES, LLC
 12-31-2016
 Robert Holmen
 President
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.