# CONNING INVESTMENT PRODUCTS, INC. X-17A-5 (2022-02-28) — Broker-dealer annual report

- Company: CONNING INVESTMENT PRODUCTS, INC.
- Form: X-17A-5
- Filed: 2022-02-28
- Period: 2021-12-31
- Accession: 0001285921-22-000001
- CIK: 1285921
- File #: 8-66444
- Type: Broker-dealer
- Material weakness: No
- Auditor: PricewaterhouseCoopers, LLP
- Auditor location: Hartford, CT
- Contact: Thomas Forella
- Phone: 860-299-2167
- Signed by: Jung Lee (CFO)

Original filing: https://www.sec.gov/Archives/edgar/data/1285921/000128592122000001/dec21_audit_conning_public.pdf

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## **CONNING INVESTMENT PRODUCTS, INC. STATEMENT OF FINANCIAL CONDITION AT DECEMBER 31, 2021**

|                                                                    |    | 2021           |  |
|--------------------------------------------------------------------|----|----------------|--|
| ASSETS                                                             |    |                |  |
| Assets:                                                            |    |                |  |
| Cash and cash equivalents                                          | \$ | 637,590        |  |
| Accounts receivable, net                                           |    | 83,179         |  |
| Due from affiliate                                                 |    | 43,455         |  |
| Prepaid expenses                                                   |    | 22,753         |  |
| Total assets                                                       | \$ | 786,977        |  |
| LIABILITIES AND SHAREHOLDER'S EQUITY                               |    |                |  |
| Liabilites:                                                        |    |                |  |
| Due to affiliate                                                   | \$ | 36,762         |  |
| Income taxes payable                                               |    | 3,942          |  |
| Other liabilities and accrued expenses                             |    | 84,174         |  |
| Total liabilities                                                  |    | 124,878        |  |
| Common stock, \$.01 par value: 1,000 shares authorized, issued and |    |                |  |
| outstanding                                                        |    | 10             |  |
| Additional paid in capital                                         |    | 832,108        |  |
| Accumulated deficit                                                |    | (170,019)      |  |
| Total shareholder's equity                                         |    | 662,099        |  |
| Total liabilities and shareholder's equity                         | \$ | 786,977<br>(0) |  |


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.