# CONNING INVESTMENT PRODUCTS, INC. X-17A-5 (2023-03-01) — Broker-dealer annual report

- Company: CONNING INVESTMENT PRODUCTS, INC.
- Form: X-17A-5
- Filed: 2023-03-01
- Period: 2022-12-31
- Accession: 0001285921-23-000001
- CIK: 1285921
- File #: 8-66444
- Type: Broker-dealer
- Material weakness: No
- Auditor: PricewaterhouseCoopers, LLP
- Auditor location: Hartford, CT
- Contact: Thomas Forella
- Phone: 860-299-2167
- Signed by: Jung Lee (COO/CFO)

Original filing: https://www.sec.gov/Archives/edgar/data/1285921/000128592123000001/dec22_audit_cip_bs.pdf

---

{0}------------------------------------------------

## **CONNING INVESTMENT PRODUCTS, INC. STATEMENT OF FINANCIAL CONDITION AT DECEMBER 31, 2022**

|                                                                       |    | 2022     |  |
|-----------------------------------------------------------------------|----|----------|--|
| ASSETS                                                                |    |          |  |
| Assets:                                                               |    |          |  |
| Cash and cash equivalents                                             | \$ | 705,590  |  |
| Accounts receivable, net                                              |    | 79,938   |  |
| Due from affiliate                                                    |    | 64,564   |  |
| Prepaid expenses                                                      |    | 23,565   |  |
| Total assets                                                          | \$ | 873,657  |  |
| LIABILITIES AND SHAREHOLDER'S EQUITY                                  |    |          |  |
| Liabilities:                                                          |    |          |  |
| Due to affiliate                                                      | \$ | 36,886   |  |
| Income taxes payable                                                  |    | 7,750    |  |
| Other liabilities and accrued expenses                                |    | 88,920   |  |
| Total liabilities                                                     |    | 133,556  |  |
| Common stock, \$.01<br>par value:1,000 shares authorized, issued and  |    |          |  |
| outstanding                                                           |    | 10       |  |
| Additional paid in capital                                            |    | 832,108  |  |
|                                                                       |    | (92,017) |  |
|                                                                       |    |          |  |
| Retained Earnings/(Accumulated deficit)<br>Total shareholder's equity |    | 740,101  |  |


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.