# CONNING INVESTMENT PRODUCTS, INC. X-17A-5 (2024-02-29) — Broker-dealer annual report

- Company: CONNING INVESTMENT PRODUCTS, INC.
- Form: X-17A-5
- Filed: 2024-02-29
- Period: 2023-12-31
- Accession: 0001285921-24-000001
- CIK: 1285921
- File #: 8-66444
- Type: Broker-dealer
- Material weakness: No
- Auditor: PricewaterhouseCoopers, LLP
- Auditor location: Hartford, CT
- Contact: Thomas Forella
- Phone: 860-299-2167
- Signed by: Jung Lee (CFO)

Original filing: https://www.sec.gov/Archives/edgar/data/1285921/000128592124000001/dec2023_audit_cip_bs3.pdf

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## CONNING INVESTMENT PRODUCTS, INC. STATEMENT OF FINANCIAL CONDITION AT DECEMBER 31, 2023

|                           | 2023 |         |
|---------------------------|------|---------|
| ASSETS                    |      |         |
| Assets:                   |      |         |
| Cash and cash equivalents | \$   | 745,880 |
| Accounts receivable, net  |      | 89,451  |
| Due from affiliate        |      | 63,453  |
| Prepaid expenses          |      | 25,182  |
| Total assets              | \$   | 923,966 |

## **LIABILITIES AND SHAREHOLDER'S EQUITY**

| Liabilities:                           |              |
|----------------------------------------|--------------|
| Due to affiliate                       | \$<br>38,166 |
| Income taxes payable                   | 10,478       |
| Other liabilities and accrued expenses | 93,962       |
| Total liabilities                      | 142,606      |

| Common stock, \$.01 par value:1,000 shares authorized, issued and |               |
|-------------------------------------------------------------------|---------------|
| outstanding                                                       | 10            |
| Additional paid in capital                                        | 832,108       |
| Retained Earnings/(Accumulated deficit)                           | (50,758)      |
| Total shareholder's equity                                        | 781,360       |
| Total liabilities and shareholder's equity                        | \$<br>923,966 |


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.