Full text of DRAKE STAR SECURITIES LLC's X-17A-5 filed 2023-03-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Drake Star Securities LLC STATEMENT OF FINANCIAL CONDITION** DECEMBER 31, 2022 {1}------------------------------------------------ # UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | |--------------------------| | OMB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response: 12 | SEC FILE NUMER 8- 66448 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/22 FOR THE PERIOD BEGINNING 01/01/22 AND ENDING MMDDVY MM/DD/Y Y # A. REGISTRANT IDENTIFICATION # NAME OF FIRM: Drake Star Securities LLC TYPE OF REGISTRANT (check all applicable boxes): മ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 950 Third Avenue, 20th Floor | (No. and Street) | | | | | |----------------------------------------------|---------------------------------------------------------------------------|---------------------------------|--|--| | New York | New York | 10022 | | | | (City) | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Gregory Bedrosian | (212) 508-7111 | gregory.bedrosian@drakestar.com | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | # WWC P.C. | (Name - if individual, state last, first, and middle name) | | | | | |------------------------------------------------------------|-----------|---------|--------------------------------------------|--| | 2010 Pioneer Court | San Mateo | CA | 94403 | | | (Address) | (City) | (State) | (Zip Code) | | | 03/16/2004 | | 1171 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | ## FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currentl…Read the full text as markdown