Full text of UNIVERSAL FINANCIAL SERVICES INC.'s X-17A-5 filed 2025-03-05 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------|----------------|--------------------------------------------|--|--| | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | | FORM X-17A-5 | | | | | | | PART III | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>FILING FOR THE PERIOD BEGINNING 01/01/2024 AND ENDING 12/31/2024<br>MM/DD/YY<br>MM/DD/YY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIBM: UNIVERSAL FINANCIAL SERVICES, INC. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>@ Broker-dealer - O Security-based swap dealer - D Major security-based swap participant<br>C Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>METRO OFFICE PARK, STREET 1, LOT 10 | | | | | | | | (No. and Street) | | | | | | GUAYNABO | PR | | 00969 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | JOSE C BENITEZ ULMER 787-706-7339 | | | iobenitez@universalpr.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>KEVANE GRANT THORNTON LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 33 CALLE BOLIVIA, SUITE 400 SAN JUAN | | PR | 00917-20213 | | | | (Address)<br>11/25/2023 | (City) | (State)<br>838 | (Zip Code) | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a cur…Read the full text as markdown