Full text of REIGNS CAPITAL, LTD.'s X-17A-5 filed 2022-03-02 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-66495 # **ANNUAL REPORTS FORM X-17A-5 PARTIU** **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a•7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | 01/01/2021 AND ENDING | | 12/31/2021 | | | |------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------|-----------------------------------------|--|--| | | MM/DD/ YY | | ----------<br>MM/00/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | ____<br>Re_i_gn_s_c_a_p_ita_l,_L_t_d_.<br>NAME OF FIRM: | _________________ | | _ | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | D Security-based swap dealer<br>CT! Broker-dealer | | | D Major security-based swap participant | | | | D Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PlACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 199 Main Street, Suite 901 | | | | | | | {No. and Street) | | | | | | White Plains | New York | | 10601 | | | | (City) | (State) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | 914-949-3484<br>neils@reignscapital.com<br>Neil Silver | | | | | | | (Name) | {Area Code-Telephone Number)<br>(Email Address) | | | | | | | B. ACCC>UNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANTwhosie reports are contained in this filing* | | | | | | | | Reid CPA's LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 7600 Jericho Turnpike, Suite 400 | Woodbury | N.Y | 11797 | | | | (Address) | (City) | (State) | (Zip Code} | | | | 7-1-2013 | | 5861 | | | | | l"'<br>of R,gi~ratloa with PCAOBJ(ff appllcabl,) FOR OFFICIAL USE ONLY | | | (PCAOB '"'"''"'" N,mbec, If applicable) | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not req…Read the full text as markdown