Full text of PETRIE PARTNERS SECURITIES, LLC's X-17A-5 filed 2022-03-16 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART III | | OMB APPROVAL | | |--------------------------|----| | OMB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: | 12 | {1}------------------------------------------------ | Michael E. Bock | swear (or affirm) that, to the best of my knowledge and belief, the | | |----------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------|-------| | financial report pertaining to the firm of Petrie Partners Securities, LLC | | as of | | December 31 | 2 021 | | | | assenar arran areas areas areas anto mound and any any any amin'ny arounder any general convention consi | | - - - - - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------ **Financial Statements and Report of Independent Registered Public Accounting Firm December 31, 2021** This report is deemed **CONFIDENTIAL** in accordance with Rule 17a-5(e)(3) A statement of financial condition, bound separately, has been filed with the SEC simultaneously herewith as a public document. {3}------------------------------------------------ # **Table of Contents** | | Page | |--------------------------------------------------------------------------------------------------------------|------| | Report of Independent Registered Public Accounting Firm 1 | | | Financial Statements | | | Statement of Financial Condition 2 | | | Statement of Operations 3 | | | Statement of Changes in Member's Equity 4 | | | Statement of Cash Flows 5 | | | Notes to Financial Statements 6 | | | Supplemental Information | | | Schedule I - Computation of Aggregate Indebtedness and Net Capital<br>Pursuant to Rule 15c3-1 of the SEC 14 | | | Report of Independent Registered Public Accounting Firm on Exemption Report 15 | | | Exemption Report……………………………………………………………… 16 | | {4}------------------------------------------------  #### **Report of Independent Registered Public Accounting Firm** To the Member Petrie Partners Securities, LLC #### *Opinion on the Financial Statements* We have audited the accompanying statement of financial condition of Petrie Partners Securities, LLC as of December 31, 2021 and the related statements of operations, changes in member's equity, and cash flows for the year then e…Read the full text as markdown