Full text of PETRO CAPITAL SECURITIES, LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549 # **ANNUAL AUDITED REPORT** hours per response 12.00 **FORM X-17A-5 PART III SEC FILE NUMBER** | | OMB APPROVAL | | | |-------------|--------------------------|--|--| | OMB Number: | 3235-0123 | | | | Expires: | August 31,2020 | | | | | Estimated average burden | | | | | | | | | 8-66529 | | |---------|--| #### FACING PAGE **Information Required of Brokers and Dealers Pursuant to Section <sup>17</sup> of the Securities Exchange Act of 1934 and Rule <sup>17</sup>a-<sup>5</sup> Thereunder** | AND ENDING 12/31/2019<br>IDENTIFICATION<br>LLC<br>,<br>use P.O. Box No.) | MM/DD/YY<br>OFFICIAL USE<br>ONLY<br>FIRM I.D. NO. | |--------------------------------------------------------------------------|---------------------------------------------------| | | | | | | | | | | | | | | | | | 75219 | | | (Zip Code) | | IDENTIFICATION<br>whose opinion is contained in this<br>Report* | (Area Code -<br>Telephone Number) | | (Name -if individual, state last, first, middle name ) | | | TX | 75251 | | (State) | (Zip Code) | | States or any of its possessions.<br>USE ONLY | | | | IN REGARD TO THIS<br>REPORT<br>214-661-7761 | *\*Claimsfor exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17<sup>a</sup>-5(e)(2)* **Potential persons who are to respond to the collection of information containedin this form arenot required torespond unlesstheform displays <sup>a</sup> currently valid OMB controlnumber. SEC <sup>1410</sup> (06-02)** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | Rosser Newton<br>i | | , swear (or affirm) that, to the | |----------------------------------------------------------|------------------------------------------------------------------|--------------------------------------| | my knowledge and belief<br>Petro Capital Securities, LLC | the accompanying financial<br>statement and supporting schedules | best of<br>pertaining to the firm of | | 0f December 31 | , 20<br>19 | , as | *,* are true and correct. <sup>I</sup> further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of <sup>a</sup> customer, e…Read the full text as markdown