BAADER HELVEA INC. X-17A-5 (2026-03-02) — Broker-dealer annual report

Full text of BAADER HELVEA INC.'s X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ # Baader Helvea Inc. Financial Statements and Supplemental Schedule Pursuant to Rule 17a-5 of the Securities and Exchange Act of 1934 December 31, 2025 (expressed in US dollars) {1}------------------------------------------------ | UNITED STATES | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | ## ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 filing for the period beginning 01/01/2025 MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Baader Helvea Inc. TYPE OF REGISTRANT (check all applicable boxes): ම Broker-dealer □ Check here if respondent is also an OTC derivatives dealer AND ENDING\_12/31/2025 ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 420 Lexington Avenue, Suite 804 | (No. and Street) | | | | | | | | | |----------------------------------------------|--------------------------------|----------------------|--|--|--|--|--|--| | New York | New York | 10170 | | | | | | | | (City) | (State) | (Zip Code) | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | Steven C. Bender | 1-646-290-7248 | sbender@modernrs.com | | | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this,filing\* #### Citrin, Cooperman & Company, LLP | | (Name -- if individual, state last, first, and middle name) | | | |------------------------------------------------------------------------------------------------|-------------------------------------------------------------|---------|--------------------------------------------| | 50 Rockefeller Plaze | New York | | New York 10020 | | (Address) | (City) | (State) | (Zip Code) | | 11/2/2005 | | 2468 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | | Company for any the form the some of the pround sports on any the money of he intensember with | | | | Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the co…

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