OBJECTIVE EQUITY, LLC X-17A-5 (2025-01-16) — Broker-dealer annual report

Full text of OBJECTIVE EQUITY, LLC's X-17A-5 filed 2025-01-16 (period 2024-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | | |---------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response:<br>12 | | # **ANNUAL REPORTS FORM X-17A-S PART** Ill | SEC Fl LE NUMBER | | |------------------|--| | 8-66541 | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|----------------------------------------------| | FILING FOR THE PERIOD BEGINNING 10/01 /23 | | AND ENDING 09/30/24 | | | | MM/DD/VY | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF FIRM: Objective Equity, LLC d/b/a ARC Group Securities LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>~ Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | D Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 380 Bretana Way | | | | | | (No. and Street) | | | | Green brae | CA | | 94904 | | (City) | (State) | | (Zip.Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Brian Megenity | 770-263-6003 | | bmegenity@bdcaonline.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>RUBIO CPA, PC | | | | | | (Name - if individual, state last, first, and middle name) | | | | 3500 Lenox Road NE, Suite 1500 Atlanta | | GA | 30326 | | (Address)<br>05/05/2009 | (City) | (State)<br>3514 | (Zip Code) | | l"<br>of RegistcaUoa with PCAOB)lif applicable I | FOR OFFICIAL USE ONLY | | (PCAOB Registcatioa N,mbec, if applicable) I | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not req…

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)