Full text of PPHB SECURITIES LP's X-17A-5 filed 2023-02-07 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL<br>REPORTS | |-------------------| | FORM<br>X-17A-5 | | III<br>PART | OMB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-66550 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | 01/01/2022 | AMncuniMr<br>AND ENDING | 12/31/2022 | | |------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------|----------------------------------------|---------------------|--------------------------------------------| | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | PPHB<br>Securities,<br>NAME OF FIRM: | LLP | | | | | TYPE OF REGISTRANT (check all<br>Broker-dealer<br>Xi<br>Check here if respondent is also an OTC derivatives dealer | applicable boxes):<br>Security-based swap dealer | Major | security-based swap | participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not | | use a P.O. box no.) | | | | 1885<br>St.<br>James<br>Place,<br>STE<br>900 | | | | | | | (No. and Street) | | | | | Houston | TX | | | 77056 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>Schaps<br>Michael<br>(Name) | 281-367-2454<br>(Area Code -Telephone Number) | | (Email Address) | michael.schaps@legayelaw.com | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports<br>Phillip<br>George,<br>V.<br>PLLC<br>(Name -if | individual, state last, first, and middle name) | in<br>filing*<br>are contained<br>this | | | | 5179<br>CR<br>1026 | Celeste | | TX | 75423 | | (Address)<br>02/24/2009 | (City) | 3366 | (State) | (Zip Code) | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form…Read the full text as markdown