Full text of FNBB CAPITAL MARKETS, LLC's X-17A-5/A filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ FNBB Capital Markets, LLC Financial Statements December 31, 2021 {1}------------------------------------------------ # FNBB Capital Markets, LLC Financial Statements December 31, 2021 {2}------------------------------------------------ ## **Table of Contents** | | Page | |---------------------------------------------------------------------------------------------|-------| | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | 1-2 | | FACING PAGE | 3 | | OATH OR AFFIRMATION | 4 | | FINANCIAL STATEMENTS | | | Statements of Financial Condition | 5 | | Statements of Income | 6 | | Statements of Changes in Member's Equity | 7 | | Statements of Changes in Liabilities Subordinated to Claims of General<br>Creditors | 8 | | Statements of Cash Flows | 9 | | Notes to Financial Statements | 10-17 | | SUPPLEMENTAL SCHEDULES | | | Schedule I: Computation of Net Capital Under SEC Rule 15c3-1 | 18 | | Schedule II: Computation for Determination of Reserve Requirements<br>under SEC Rule 15c3-3 | 19 | | Schedule Ill: Information for Possession or Control Requirements under<br>SEC Rule 15c3-3 | 20 | | REVIEW | | | Report of Independent Registered Public Accounting Firm | 21 | | Exemption Report | 23 | {3}------------------------------------------------  Postlethwaite & Netterville A Pro(ess1ona/ Accounting Co1 porat,on #### **REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** To the Board of Directors of FNBB Capital Markets, LLC #### **Opinion on the Financial Statements** We have audited the accompanying statements of financial condition of FNBB Capital Markets, LLC (the Company) as of December 31, 2021 and 2020, the related statements of income, changes in member's equity, changes in liabilities subordinated to claims of general creditors, and cash flows for the years then ended, and the related notes (collectively referred to as the "financial statements"). In our opinion, the financial statements present fairly, in all material respects, the financial position of FNBB Capital Markets, LLC as of December 31, 2021 and 2020, and the results of its operations and its cash flows for the years then ended in conformity with accounting principles generally accepted in the United States of America. #### **Basis for Opinion** These financial statements are the responsibility of the Company's management. Our responsibility is to express an opinion on the Company's financial statements based…Read the full text as markdown