Full text of GRIFFINEST ASIA SECURITIES, LLC's X-17A-5 filed 2024-05-23 (period 2024-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Griffinest Asia Securities, LLC Report Pursuant to Rule 17a-5 (d) Financial Statement For the Year Ended March 31, 2024** # **CONFIDENTIAL DOCUMENT** **This report is filed in accordance with rule 17a-5(e)(3) Under the Securities Exchange Act of 1934 as a PUBLIC document.** {1}------------------------------------------------ | UNITED STATES | | | | |------------------------------------|--|--|--| | SECURITIES AND EXCHANGE COMMISSION | | | | | Washington, D.C. 20549 | | | | # ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER | റ-റോറ | | | - | |-------|--|--|---| | | | | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 filing for the period beginning \_04/01/23 AND ENDING 03/31/24 MM/DD/YY A. REGISTRANT IDENTIFICATION MM/DD/YY NAME OF FIRM: GRIFFINEST ASIA SECURITIES, LLC TYPE OF REGISTRANT (check all applicable boxes): □ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ് ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 3452 EAST FOOTHILL BLVD SUITE 100 | | | (No. and Street) | | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|------------------------------------------------------------|----------------------|------------|--| | PASADENA | | CA | | 91107 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Katie S. Tai | | 626-243-4638 | ktai@griffinasia.com | | | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | 2121 Avenue of the Stars #800 Century City | | (Name - if individual, state last, first, and middle name) | California 90067 | | | | | | | | | | | (Address) | | (City) | (State) | (Zip Code) | | | 9/15/2020 | | | 6567 | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public<br>accountant must be supported by a statement of facts and circumstances reli…Read the full text as markdown