Full text of CAPSTONE CAPITAL MARKETS LLC's X-17A-5 filed 2026-02-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **ANNUAL REPORTS FORM X-17A-5** ## **PART Ill** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01/01/2025** AND ENDING **12/31/2025** MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM:CAPSTONE CAPITAL MARKETS LLC TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer □ Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 176 FEDERAL ST, LBBY3 | (No. and Street) | | | | | |----------------------------------------------|--------------------------------|------------------------------|--|--| | BOSTON | MA | 02110 | | | | (City) | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | MARK CASPER | 740-815-0135 | MCASPER@CAPSTONEPARTNERS.COM | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B.<br>ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # WOLF **AND COMPANY** (Name - if individual, state last, first, and middle name) | 255 STATE STREET | BOSTON | MA | 02109 | |--------------------------------------------|-----------------------|---------|-----------------------------------------| | (Address) | (City) | (State) | (Zip Code) | | 10/14/2003 | | 392 | | | te of Reg;stcafoo wtth PCAOB)Uf appUcable) | | | (PCAOB Reg;stcaUoo N,mbe,, • appUcable) | | | FOR OFFICIAL USE ONLY | | | | r | | | I | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** | 0MB APPROVAL | | | |---------------------------|--|--| | 0MB Number: 3235-0123 | | | | Expires: Nov. 30, 2026 | | | | Estimated average burden | | | | hours per response:<br>12 | | | SEC FILE NUMBER 8-66572 {1}------------------------------------------------ #### OATH OR AFFIRMATION | MARK C…Read the full text as markdown