Full text of MARKS BAUGHAN SECURITIES LLC's X-17A-5 filed 2026-02-26 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | 0MB APPROVAi | |--------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------|------------|---------------------------------------------| | PUBLIC | SECURITIES AND EXCHANGE COMMISSION | | 0MB Number: 3235-0123<br>Expwes:Nov.30,2026 | | | Washington, D.C. 20549 | | Estimated average burden | | | | | hours per response: 12 | | | ANN UAL REPORTS | | SEC FILE NUM8i:R | | | FORM X-17A-5 | | 8-66615 | | | PART Ill | | | | | | | | | | FACING PAGE | | | | | fnformation Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | FILING FOR THE PERIOD BEGINNING Q 1/01/2025 | | AND ENDING | 1213112025 | | | MM/DD/V'f | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: Marks Baughan Securities LLC | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | � Broker-dealer | LJ Security-based swap dealer | | D Major security-based swap participant | | | 0 Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) | | | | | 161 Washington Street, Suite 1390 | | | | | (No. and Street) | | | | Conshohocken | PA | | 19428 | | (City) | {State) | | (Zip Code} | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Steve Thornton | (626) 356-0200 | | steve@thomtonandassociate11.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• | | | | | Siana Carr O'Connor & Lynam, LLP | | | | | (Name - if individual, state last, first, and middle name) | | | | 1500 East Lancaster Avenue | Paoli | PA | 19301 | | (Addres.-;) | {City) | (State) | (Ziit CodP) | | 08/11/2009 | | 3705 | | | "<br>of Registration w'" PCAOBJI• applicable) | | | (PCAOB Resistratioo Numb«, if applkabk,) | | | FOR OFFICIAL USE ONL V | | | | T | | | | | | • Claims for exemption from the re11uirement that the annual reports be covered by the reports of an independent public | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption See 17 | | | **Persons who are to respond to the collection of information contained in this form are not required to respond 111…Read the full text as markdown