Full text of MORETON CAPITAL MARKETS, LLC's X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-66620 ## ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | |-----------------------------------------------------------------------------------------------------------|-----------------------| | ILING FOR THE PERIOD BEGINNING 01/01/2025 | AND ENDING 12/31/2025 | | MM/DD/YY | MM/DD/YY | | A REGISTRANT IDENTIEICATION | | # NAME OF FIRM: Moreton Capital Markets, LLC TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer [ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 100 South 200 East, Suite 300 | | (No. and Street) | | | |-------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------|--------------------| | Salt Lake City | UT | | 84111 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Eric Vos | 952-777-2626 | | eric@moretoncm.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Nawrocki Smith LLP | (Name - if individual, state last, first, and middle name) | | | | 100 Motor Pkwy, Suite 580 | Hauppage | NY | 11788 | | (Address) | (City) | (State) | (Zip Code) | | 3/4/2009 | | 3370 | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ### OATH OR AFFIRMATION | Eric Vos swear (or affirm) that, to th…Read the full text as markdown