Full text of TESSERA CAPITAL PARTNERS, LLC's X-17A-5 filed 2021-02-23 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | | | OMB APPROVAL | | | | |--------------------------|-----------------|--------------|--|--|--| | OMB Number: | | 3235-0123 | | | | | Expires: October 31 2023 | | | | | | | Estimated average burden | | | | | | | hours per response 12.00 | | | | | | | | SEC FILE NUMBER | | | | | | | | 66643 | | | | | | | | | | | # ANNUAL AUDITED REPORT FORM X-17A-5 PART III #### FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | 1/1/2020 | AND ENDING | 12/31/2020 | | |--------------------------------------------------------------------------|--------------------------------------------------------------------|------------|------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: | TESSERA CAPITAL PARTNERS, LLC | | | | | | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM ID. NO. | | | 421 Penbrooke Drive, Suite 12B | | | | | | | (No. and Street) | | | | | Penfield | NY | | 14526 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | DONNA DIMARIA | | | 585 364-3065 | | | | | | (Area Code -- Telephone No.) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | WEISBERG, MOLE', KRANTZ & GOLDFARB LLP | | | | | | | (Name -- if individual, state last, first, middle name ) | | | | | 185 CROSSWAYS PARK DRIVE | WOODBURY | NY | 11797 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE:<br>Certified Public Accountant<br>Public Accountant | | | | | | | Accountant not resident in United States or any of its possessions | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2). > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1410 (11-05) {1}----------------------…Read the full text as markdown