# FIDUS SECURITIES, LLC X-17A-5 (2019-02-25) — Broker-dealer annual report

- Company: FIDUS SECURITIES, LLC
- Form: X-17A-5
- Filed: 2019-02-25
- Period: 2018-12-31
- Accession: 0001303335-19-000002
- CIK: 1303335
- File #: 8-66656
- Material weakness: No
- Auditor: Plante & Moran PLLC
- Auditor location: Chicago, IL
- Contact: Krista Thomas
- Phone: 704-334-3992
- Signed by: Edward P Imbrogno (Designated Principal)

Original filing: https://www.sec.gov/Archives/edgar/data/1303335/000130333519000002/public5.pdf

---

X-17A-5

 0001303335
 XXXXXXXX

 LIVE

 true
 false
 false

 01-01-2018
 12-31-2018
 Broker-dealer
 N

 FIDUS SECURITIES, LLC

 227 WEST TRADE STREET
 SUITE 1910
 CHARLOTTE
 NC
 28202

 Krista Thomas
 704-334-3992

 Plante & Moran PLLC

 10 South Riverside Plaza, 9th Floor
 Chicago
 IL
 60606

 Certified Public Accountant

 Edward P Imbrogno
 FIDUS SECURITIES, LLC
 12-31-2018
 Edward P Imbrogno
 Designated Principal
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.