Full text of BOC INTERNATIONAL (USA) INC.'s X-17A-5 filed 2020-02-27 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # BOC INTERNATIONAL (USA) INC. AUDITED FINANCIAL STATEMENTS DECEMBER 31, 2019 {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **OMB APPROVAL OMB Number: 3235-0123** Expires: August 31, 2020 Estimated average burden hours per response ..........12.00 **SEC FILE NUMBER** **8-66662** #### **ANNUAL AUDITED REPORT FORM X-17A-5 PART lll** #### **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** REPORT FOR THE PERIOD BEGINNING **01/01/19** AND ENDING **12/31/19** # **A. REGISTRANT IDENTIFICATION** NAME OF BROKER-DEALER: **BOC International (USA) Inc.** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) **1045 Avenue of the Americas, Suite 1501** | (City) | (State) | (Zip Code) | |------------------|----------|------------| | New York | New York | 10018 | | (No. and Street) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT **Allen Tjiong (212) 259-0886** (Name) (Area Code – Telephone No) ### **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* | Ryan & Juraska LLP | | | | |--------------------------------------------------------|---------|----------|------------| | (Name – if individual, state last, first, middle name) | | | | | 141 West Jackson Boulevard, Suite 2250 | Chicago | Illinois | 60604 | | (Address) | (City) | (State) | (Zip Code) | #### **CHECK ONE:** [ X ] Certified Public Accountant [ ] Public Accountant [ ] Accountant not resident in United States or any of its possessions. #### FOR OFFICIAL USE ONLY \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2). **OFFICIAL USE ONLY FIRM ID. NO.** **MM/DD/YY MM/DD/YY** {2}------------------------------------------------ | | None | |---------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------| | | Signature | | | President | | | Title | | bscribed and sworn to before me this | | | 4th<br>day of February , 2020 | SABEENA LICONTE<br>Notary Public - State o…Read the full text as markdown