Full text of RAINMAKER SECURITIES, LLC's X-17A-5 filed 2026-03-19 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### FINANCIAL STATEMENT December 31, 2025 Available for Public Inspection {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER 8-66667 OMB APPROVAL FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING\_12/31/2025 FILING FOR THE PERIOD BEGINNING 01/01/2025 MM/DD/YY MM/DD/YY (Zip Code) A. REGISTRANT IDENTIFICATION # NAME OF FIRM: RAINMAKER SECURITIES, LLC TYPE OF REGISTRANT (check all applicable boxes): | Broker-dealer □ Check here if respondent is also an OTC derivatives dealer (Email Address) ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 2000 SALZEDO STREET, #1218 (No. and Street) # CORAL GABLES, FL 33134 (City) #### (State) ## PERSON TO CONTACT WITH REGARD TO THIS FILING DOMINIC CIOFFI 888-333-1091X3 DCIOFFI@RAINMAKERSECURITIES.COM (Name) (Area Code - Telephone Number) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # RYAN & JURASKA LLP (Name - if individual, state last, first, and middle name) 141 W JACKSON BLVD #2250 CHICAGO IL 60604 | (Address) | (City) | (State) | (Zip Code) | |--------------------------------------------------|-----------------------|--------------------------------------------|------------| | 3/24/2009 | | 3407 | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION GLEN ANDERSON 1. \_ swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of RAINMAKER SECURITIES, LLC as of a commend as of December 31 , 2 025 , is true and correct. I further swear (or affirm) that nei…Read the full text as markdown