ORCHARD SECURITIES, LLC X-17A-5 (2025-08-28) — Broker-dealer annual report

Full text of ORCHARD SECURITIES, LLC's X-17A-5 filed 2025-08-28 (period 2025-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ | ORCHARD SECURITIES, LLC | |-------------------------| | TABLE OF CONTENTS | | | Page | Annual Audited Report Form X-17A-5 Part III Facing Page | 1 | | | |-----------------------------------------------------------------|---|--|--| | Annual Audited Report Form X-17A-5 Part III Oath or Affirmation | | | | | | | | | | Report of Independent Registered Public Accounting Firm | 3 | | | | Financial Statements: | | | | | Statement of Financial Condition As of June 30, 2025 | 4 | | | | Notes to Financial Statements | 5 | | | Public {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III | SEC FILE NUMBER | | |-----------------|--| | 8-66719 | | | | FACING PAGE | | | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|-----------------|-----------------------------|--| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>7/1/2024<br>6/30/2025 | | | | | | | FILING FOR THE PERIOD BEGINNING | MM/DD/YY | AND ENDING | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: Orchard Securities, LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Major security-based swap participant<br>Broker-dealer ☐ Security-based swap dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 365 Garden Grove Lane, Suite 100 | | | | | | | | (No. and Street) | | | | | | Pleasant Grove | Utah | | | 84062 | | | (City) | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Adrienne Yost Hart | (215) 816-2800 | | | ahart@orchardsecurities.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Haynie & Company | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 1785 West 2300 South | Salt L…

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