Full text of ANOVEST FINANCIAL SERVICES, INC.'s X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES<br>SECURITIES AND 0<CHANGE COMMISSION<br>Washington, IJ.C. 20549 | | | 0MB Number: 3235--0123<br>Exprres: Nov, ao,.202:s<br>Estimated average burden<br>hours per response: 12 | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------|----------------------|---------------------------------------------------------------------------------------------------------|--| | | ANNUAL REPORTS | | SECFJLENUMSER | | | | FORMJ(-17A-5 | | 8-66742 | | | | PARTm | | | | | Information RequiI:ed Pursuant:to Rules 17a-5, .17a-12, and 18a-7 undenhe Securities Exchange Act of 1934<br>FIUNG,,F.OR THEPERIO.DBEGINNING Q 1/01 /25 | FACING PAGE | AND ENOING 12/31 /25 | | | | | .MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAlVlEOff!RM: Anovest Financial Services, Inc. | | | | | | TYPE OFREGIS.TRANT (check all .applicable boxes):<br>0 f:3r'oker-dealer<br>D. Chee~ hereJf respondent is ~l~o an OTCderivati,1es dealer<br>ADDRESS'OFPRINC!PAL PLACE OF BUSINESS: {Do not use a P.O. box no.} | 0. Security:based sw;ip dealer | | □ Major security~based ~ap participant | | | 3225 Shallowford Road, Suite 220 | | | | | | | | | | | | Marietta | (l\!o. and-Street) | | | | | (Cffy) | GA | | 30062 | | | | (State} | | {Zip Code) | | | PERSON TOCONTACTWlTH REGARDTOTHIS FlUNG | | | | | | Lais Bafas | (770) 971 -<br>7117 | | lbafas@anovest.com | | | {Name) | {Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANTIDENTIFiG\TION | | | | | INDEPENDENTPUBUCACCQUNTANT whose reports are contained in this.filing*<br>RUBIO CPA, PC | | | | | | | (Name - if individual, state last, first,. and middle namej | | | | | 3500 Lenox Road NE, Suite 1500 Atlanta | | | 30326<br>GA | | | (Address} | (City) | (State) | (Zip Code) | | | 05/05/09 | | 3514 | | | | (Date of Registration with PCAOBl(if aoolicable) | FOR OFFICIAL USE ONLY | | (PCAOB Registration Number. if applicable) | | "Oaims,.fofexe.inption, from tile requirement th;;it the annual reports be covered by th.;repo;t;; of an fm::e;iend-em p:.:b!ic accour\tantmustl:ie sopported by a.statement c<:rffacts and circumstances relied.on as·thebasis of.the exemption. See 17 cm 240.pa~S{ e)(l) (ii), if.api,!icable. Persons who are to.respond to the collec…Read the full text as markdown