Full text of WOODROCK SECURITIES, L.P.'s X-17A-5 filed 2025-03-12 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | | | SEC FILE NUMBER 8-66753 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--|------------------------------------------|------------| | AND ENDING 12/31/2024<br>FILING FOR THE PERIOD BEGINNING O 1/01/2024 | | | | | | | MM/0D/YY | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: WoodRock Securities, L.P. | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | □ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 4265 San Felipe, Suite 600 | | | | | | | (No. and Street) | | | | | Houston | TX | | | 77027 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | John P. Dennis, Ill | 713-654-0912 | | jdennis@woodrock.com | | | (Name) | {Area Code -Telephone Number) | | {Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>EEPB, P.C. | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 2950 North Loop West Freeway, Suite 1200 | Houston | | Texas | 77092 | | (Address) | (City) | | (State) | (Zip Code) | | 11/5/2023 | | | 879 | | | lie<br>of ReglstrnUoo with PCJ\OB}{lf appUc,bleJ | | | (PCAOB ReglstrnUon N"mbe<, If appUcable) | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | FOR OFFICIAL USE ONLY | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. . Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control…Read the full text as markdown