Full text of AEC TRANSACTION SERVICES LLC's X-17A-5 filed 2025-03-12 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | 0MB APPROVAL | | |---------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response:<br>12 | | | SEC FILE NUMBER | | 8-71142 | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | |--------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|---------------------------|---------------------------------------------| | FILING FOR THE PERIOD BEGINNING | 05/22/2024<br>MM/DD/YY | AND ENDING _1_2_/_3_1_/2_0_2_4 | | __<br>MM/DD/YY | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: _A_E_C_ | T_r_a_n_s_a_c_ti_o_n_S_e_rv_i_c_e_s_L_L_C | | | ______<br>_ | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>□ Check here if re spondent is also an OTC derivatives dealer | D Security-based swap dealer | D Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 28 West 44th Street, Suite 815 | | | | | | | (No. and Street) | | | | | New York | NY | | | 10036 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Tyler Albright | 917.828.5498 | | talbright@aecadvisors.com | | | (Name) | (Area Code - Telephone Number) | | (Email Addressl_ | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>McBee & Co., P.C. | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 718 Paulus Avenue | Dallas | | TX | 75214 | | (Address) | (City) | | (State) | (Zip Code) | | 09/22/2009 | | 3631 | | | | | | | | (PCAOB Reg;suatioo N,mbe,, ,t applicable) I | | | FOR OFFICIAL USE ONLY | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | accountant must be supported by a statement of facts and circumstances relied on as th e basis of the exemption. See 17 CFR 240.17a-S(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form…Read the full text as markdown