# SWBC INVESTMENT SERVICES, LLC X-17A-5 (2016-03-01) — Broker-dealer annual report

- Company: SWBC INVESTMENT SERVICES, LLC
- Form: X-17A-5
- Filed: 2016-03-01
- Period: 2015-12-31
- Accession: 0001311274-16-000005
- CIK: 1311274
- File #: 8-66764
- Material weakness: No
- Auditor: Ernst & Young LLP
- Auditor location: San Antonio, TX
- Contact: Cindy Jorgensen
- Phone: 210-231-7235
- Signed by: Kelly Tramontano (Chief Executive Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/1311274/000131127416000005/FS_NOTES.pdf

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X-17A-5

 0001311274
 XXXXXXXX

 LIVE

 false
 false
 false

 01-01-2015
 12-31-2015
 Broker-dealer
 N

 SWBC INVESTMENT SERVICES, LLC

 9311 SAN PEDRO, STE 600
 SAN ANTONIO
 TX
 78216

 Cindy Jorgensen
 210-231-7235

 Ernst & Young LLP

 100 W Houston St
 Suite 1700
 San Antonio
 TX
 78205

 Certified Public Accountant

 Kelly Tramontano
 SWBC INVESTMENT SERVICES, LLC
 02-29-2016
 Kelly Tramontano
 Chief Executive Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.