# SWBC INVESTMENT SERVICES, LLC X-17A-5 (2017-03-02) — Broker-dealer annual report

- Company: SWBC INVESTMENT SERVICES, LLC
- Form: X-17A-5
- Filed: 2017-03-02
- Period: 2016-12-31
- Accession: 0001311274-17-000001
- CIK: 1311274
- File #: 8-66764
- Material weakness: No
- Auditor: Ernst & Young, LLP
- Auditor location: San Antonio, TX
- Contact: Patrick Muras
- Phone: 210-376-3481
- Signed by: Kelly Tramontano (Chief Executive Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/1311274/000131127417000001/SWBCFinal2016.pdf

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X-17A-5

 0001311274
 XXXXXXXX

 LIVE

 true
 false
 false

 01-01-2016
 12-31-2016
 Broker-dealer
 N

 SWBC INVESTMENT SERVICES, LLC

 9311 SAN PEDRO, STE 600
 SAN ANTONIO
 TX
 78216

 Patrick Muras
 210-376-3481

 Ernst & Young, LLP

 100 W. Houston, Suite 1700
 San Antonio
 TX
 78205

 Certified Public Accountant

 Kelly Tramontano
 SWBC INVESTMENT SERVICES, LLC
 12-31-2016
 Kelly Tramontano
 Chief Executive Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.