# ROYAL ALLIANCE ASSOCIATES, INC. X-17A-5 (2016-03-01) — Broker-dealer annual report

- Company: ROYAL ALLIANCE ASSOCIATES, INC.
- Form: X-17A-5
- Filed: 2016-03-01
- Period: 2015-12-31
- Accession: 0001311891-16-000011
- CIK: 837933
- File #: 8-40218
- Material weakness: No
- Auditor: PriceWaterhouseCoopers, LLP
- Auditor location: Atlanta, GA
- Contact: Simmone Fields
- Phone: 770-916-6558
- Signed by: Simmone Fields (Vice President, Controller)

Original filing: https://www.sec.gov/Archives/edgar/data/837933/000131189116000011/STMTFINCONDNOTES.pdf

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X-17A-5

 0000837933
 XXXXXXXX

 LIVE

 false
 false
 false

 01-01-2015
 12-31-2015
 Broker-dealer
 N

 ROYAL ALLIANCE ASSOCIATES, INC.

 ONE WORLD FINANCIAL CENTER
 15TH FLOOR
 NEW YORK
 NY
 10281

 Simmone Fields
 770-916-6558

 PriceWaterhouseCoopers, LLP

 1075 Peachtree Street
 Suite 2600
 Atlanta
 GA
 30309

 Certified Public Accountant

 Simmone Fields
 ROYAL ALLIANCE ASSOCIATES, INC.
 03-01-2016
 Simmone Fields
 Vice President, Controller
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.