# ROYAL ALLIANCE ASSOCIATES, INC. X-17A-5 (2017-03-02) — Broker-dealer annual report

- Company: ROYAL ALLIANCE ASSOCIATES, INC.
- Form: X-17A-5
- Filed: 2017-03-02
- Period: 2016-12-31
- Accession: 0001311891-17-000003
- CIK: 837933
- File #: 8-40218
- Material weakness: No
- Auditor: PricewaterhouseCoopers LLP
- Auditor location: Atlanta, GA
- Contact: David Schmidt
- Phone: 602-262-3301
- Signed by: Ahmed Hassanein (Chief Accounting Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/837933/000131189117000003/Royal2016Public.pdf

---

X-17A-5

 0000837933
 XXXXXXXX

 LIVE

 true
 false
 false

 01-01-2016
 12-31-2016
 Broker-dealer
 N

 ROYAL ALLIANCE ASSOCIATES, INC.

 ONE WORLD FINANCIAL CENTER
 15TH FLOOR
 NEW YORK
 NY
 10281

 David Schmidt
 602-262-3301

 PricewaterhouseCoopers LLP

 1075 Peachtree Street, Suite 2600
 Atlanta
 GA
 30339

 Certified Public Accountant

 Ahmed Hassanein
 ROYAL ALLIANCE ASSOCIATES, INC.
 12-31-2016
 Ahmed Hassanein
 Chief Accounting Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.