TRANSACT CAPITAL SECURITIES, LLC X-17A-5 (2026-04-08) — Broker-dealer annual report

Full text of TRANSACT CAPITAL SECURITIES, LLC's X-17A-5 filed 2026-04-08 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | |----------------| | FORM X-17A-S | | | 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: l 2 > SEC FILE NUMBER 8-6678 **PART** Ill **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2024** MM/DD/VY AND ENDING **12/31/2024** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM : Transact Capital Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer □ Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 4991 Lakebrook Drive, Suite 150 (No. and Street) Glen Allen Virginia 23060 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Patrick Morin (804)612-7103 patrick@transactcapital.com (Name) (Area Code - Telephone Number) (Email Address) **8. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Meadows Urquhart Acree & Cook, LLP | 1802 Bayberry Court, Suite 102 | (Name - if individual, state last, first, and middle name)<br>Richmond | | Virginia 23226 | |--------------------------------------------|------------------------------------------------------------------------|--------------------------------------------|----------------| | (Address) | (City) | (State) | (Zip Code) | | r•<br>09/29/2009 | | 3688 | | | of Reglstcatloa with P(AOB)llf appHcable I | | (PCAOB Reglrtratloa N"mbec, If applicable) | | | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e}(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ ### **OATH OR AFFIRMATION** | | OATH OR AFFIRMATION | |---|------------------------------------------------------------------------------------------------------------------------------…

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