Full text of N.A. INVESTCORP LLC's X-17A-5 filed 2025-08-29 (period 2025-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### STATEMENT OF FINANCIAL CONDITION N.A. Investcorp LLC Year Ended June 30, 2025 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden # ANNUAL REPORTS FORM X-17A-5 PART III | SEC FILE NUMBER | | | |-----------------|--|--| | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------|--------------------------------------------|--|--|--|--|--| | AND ENDING 06/30/2025<br>Filing for the period beginning 07/01/2024 | | | | | | | | | | MM/DD/YY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME OF FIRM: N.A. Investcorp LLC | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>_ Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 280 Park Avenue, 36th Floor | | | | | | | | | | (No. and Street) | | | | | | | | New York | NY | 10017 | | | | | | | (City) | (State) | (Zip Code) | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Sami Qasimii | 917-545-5051 | sqasimi@investcorp.com | | | | | | | (Name) | (Area Code - Telephone Number)<br>(Email Address) | | | | | | | | | B. Accountant IDENTIFICATION | | | | | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | Ernst & Young - Middle East | | | | | | | | | (Name - if individual, state last, first, and middle name)<br>Bahrain<br>10th Floor, East Tower, Bahrain World Trade Center, P.O. Box 140 Manama | | | | | | | | | (Address) | (City) | (State)<br>(Zip Code) | | | | | | | April 6, 2021 | | 6766 | | | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a st…Read the full text as markdown