# NI ADVISORS X-17A-5 (2017-08-29) — Broker-dealer annual report

- Company: NI ADVISORS
- Form: X-17A-5
- Filed: 2017-08-29
- Period: 2017-06-30
- Accession: 0001318478-17-000006
- CIK: 1318478
- File #: 8-66841
- Material weakness: Yes
- Auditor: Breard & Associates, Inc.
- Auditor location: Northridge, CA
- Contact: Sui-Hock Goy
- Phone: 5103067777
- Signed by: Sui-Hock Goy (President)

Original filing: https://www.sec.gov/Archives/edgar/data/1318478/000131847817000006/newauditedrepni.pdf

---

X-17A-5

 0001318478
 XXXXXXXX

 008-66841

 LIVE

 true
 true
 true

 07-01-2016
 06-30-2017
 Broker-dealer
 Y

 NI ADVISORS

 1138 CADILLAC COURT
 MILPITAS
 CA
 95035

 Sui-Hock Goy
 5103067777

 Breard & Associates, Inc.

 9221 Corbin Avenue, Suite 170
 Northridge
 CA
 91324

 Certified Public Accountant

 Sui-Hock Goy
 NI ADVISORS
 08-29-2017
 Sui-Hock Goy
 President
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.