# VELOCITYHEALTH SECURITIES, INC. X-17A-5 (2019-03-01) — Broker-dealer annual report - Company: VELOCITYHEALTH SECURITIES, INC. - Form: X-17A-5 - Filed: 2019-03-01 - Period: 2018-12-31 - Accession: 0001319498-19-000001 - CIK: 1319498 - File #: 8-66848 - Material weakness: No - Auditor: Rubio CPA, PC - Auditor location: Atlanta, GA - Contact: Kevin Esval - Phone: 615-352-9953 - Signed by: Kevin Esval (President) Original filing: https://www.sec.gov/Archives/edgar/data/1319498/000131949819000001/dec18_audit_vhs_public2.pdf --- {0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response . . . . 12.00 SEC FILE NUMBER 8-66848 | ANNUAL AUDITED REPORT | | |-----------------------|--| | FORM X-17A-5 | | | PART III | | #### FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | 01/01/18 | AND ENDING | 12/31/18 | | | | | |------------------------------------------------------------------------------|--------------------------------------------------------|------------|-----------------------------------------------|--|--|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME OF BROKER - DEALER: | | | | | | | | | VelocityHealth Securities, Inc. | | | OFFICIAL USE ONLY | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM ID. NO. | | | | | | 95 White Bridge Road, Suite 409 | | | | | | | | | (No. and Street) | | | | | | | | | Nashville, TN 37205
(State)
(City) | | | (Zip Code) | | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | | Kevin Esval | | | (615) 352-9953
(Area Code - Telephone No.) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | | Rubio CPA. PC | | | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | | | 900 Circle 75 Parkway SE, Ste 1100, Atlanta, GA 30339
(City)
(Address) | | (State) | (Zip Code) | | | | | | CHECK ONE: | | | | | | | | | Certified Public Accountant
x | | | | | | | | | Public Accountant | | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | \*Claims for exemption from the requirement that the covered by the opinion of an independent public accountant - must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2). SEC 1410 (06-02) {1}------------------------------------------------ #### OATH OR AFFIRMATION I, Kevin Esval, swear (or affirm) that, to the best of my knowledge and belief the accompanying financial statements and supporting schedules pertaining to the firm of VelocityHealth Securities, Inc., as of December 31, 2018, are true and correct. I further swear (or affirm) that neither the Company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows: None Kevin Esval, President This report contains (check all applicable boxes): Notary Public STATE OF FNNESSEE NOTARY - Facing page. (x) (a) - Statement of Financial Condition. (x) (b) - Statement of Income (Loss). () (c) - Statement of Cash Flows. () (d) - (e) Statement of Changes in Stockholders' Equity. () - (f) Statement of Changes in Subordinated Liabilities () (not applicable) - ( ) (g) Computation of Net Capital - Pursuant to Rule 15c3-1 under the Securities Exchange Act of 1934. - ( ) (h) Computation for Determination of Reserve Requirements for Brokers and Dealers Pursuant to Rule 15c3-3 under the Securities Exchange Act of 1934. (not applicable) - ( ) (i) Information Relating to the Possession or Control Requirements for Brokers and Dealers Pursuant to Rule 15c3-3 under the Securities Exchange Act of 1934 (not applicable). - ( ) (j) A Reconciliation, including Appropriate Explanations, of the Computation of Net Capital Under Rule 15c3-1 and the Computation for Determination of the Reserve Requirements Under Rule 15c3-3 - ( ) (k) A Reconciliation Between the Audited and Unaudited Consolidated Statements of Financial Condition With Respect to Methods of Consolidation (not applicable). - An Oath or Affirmation. (1) (x) - (m) A Copy of the SIPC Supplemental Report. () - (n) Report on management's assertion letter regarding 15c3-3 Exemption Report () - ( ) (o) Management's assertion letter regarding 15c3-3 Exemption Report {2}------------------------------------------------ ## VELOCITYHEALTH SECURITIES, INC. BALANCE SHEET December 31, 2018 ### ASSETS | Cash and cash equivalents | S | 167,260 | |-------------------------------------------------------------------------------|---|---------| | Prepaid expense | | 2.154 | | Furniture and office equipment, net of
accumulated depreciation of \$9,877 | | | | | | | | Total Assets | | 169.414 | # LIABILITIES AND STOCKHOLDER'S EQUITY #### LIABILITIES | Due to parent | 6,892 | |-------------------|-------| | Total liabilities | 6,892 | | STOCKHOLDER'S EQUITY | | | |-----------------------------------------------------------------------------------------------------|---|---------| | Common stock, \$.01 par value; 10,000,000 shares
authorized; 1,000 shares issued and outstanding | | 10 | | Additional paid-in capital | | 105.433 | | Retained earnings | | 57.079 | | Total Stockholder's Equity | | 162.522 | | Total Liabilities and Stockholder's Equity | S | 169.414 | Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.