# N4 FINANCIAL, INC. X-17A-5 (2017-02-28) — Broker-dealer annual report

- Company: N4 FINANCIAL, INC.
- Form: X-17A-5
- Filed: 2017-02-28
- Period: 2016-12-31
- Accession: 0001319670-17-000001
- CIK: 1319670
- File #: 8-66849
- Material weakness: No
- Auditor: Micahael Coglianese PC, CPA
- Auditor location: Bloomingdale, IL
- Contact: Mark Rogers
- Phone: 6504647272
- Signed by: Mark Rogers (President & CEO)

Original filing: https://www.sec.gov/Archives/edgar/data/1319670/000131967017000001/financial2016.pdf

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X-17A-5

 0001319670
 XXXXXXXX

 LIVE

 true
 false
 true

 01-01-2016
 12-31-2016
 Broker-dealer
 N

 N4 FINANCIAL, INC.

 1900 O'FARRELL STREET, SUITE 145
 SAN MATEO
 CA
 94403

 Mark Rogers
 6504647272

 Micahael Coglianese PC, CPA

 135 E. Lake Street Ste 303
 Bloomingdale
 IL
 60108

 Certified Public Accountant

 Mark Rogers
 N4 FINANCIAL, INC.
 12-31-2016
 Mark Rogers
 President & CEO
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.