# N4 FINANCIAL, INC. X-17A-5 (2019-02-26) — Broker-dealer annual report

- Company: N4 FINANCIAL, INC.
- Form: X-17A-5
- Filed: 2019-02-26
- Period: 2018-12-31
- Accession: 0001319670-19-000002
- CIK: 1319670
- File #: 8-66849
- Material weakness: No
- Auditor: Michael Coglianese CPA PC
- Auditor location: Bloomingdale, IL
- Contact: Mark Rogers
- Phone: 415 738-6220
- Signed by: Mark Rogers (CEO)

Original filing: https://www.sec.gov/Archives/edgar/data/1319670/000131967019000002/N4.pdf

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X-17A-5

 0001319670
 XXXXXXXX

 LIVE

 false
 false
 false

 01-01-2018
 12-31-2018
 Broker-dealer
 N

 N4 FINANCIAL, INC.

 1900 O'FARRELL STREET, SUITE 145
 SAN MATEO
 CA
 94403

 Mark Rogers
 415 738-6220

 Michael Coglianese CPA PC

 125 E. Lake Street, Suite 303
 Bloomingdale
 IL
 60108

 Certified Public Accountant

 Mark Rogers
 N4 FINANCIAL, INC.
 12-31-2018
 Mark Rogers
 CEO
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.