# N4 FINANCIAL, INC. X-17A-5 (2020-02-06) — Broker-dealer annual report

- Company: N4 FINANCIAL, INC.
- Form: X-17A-5
- Filed: 2020-02-06
- Period: 2019-12-31
- Accession: 0001319670-20-000002
- CIK: 1319670
- File #: 8-66849
- Material weakness: No
- Auditor: Michael Coglianese CPA PC
- Auditor location: Bloomingdale, IL
- Contact: Mark Rogers
- Phone: 6504647272
- Signed by: Mark Rogers (CEO)

Original filing: https://www.sec.gov/Archives/edgar/data/1319670/000131967020000002/ARC.pdf

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X-17A-5

 0001319670
 XXXXXXXX

 LIVE

 true
 false
 false

 01-01-2019
 12-31-2019
 Broker-dealer
 N

 N4 FINANCIAL, INC.

 1900 O'FARRELL STREET, SUITE 145
 SAN MATEO
 CA
 94403

 Mark Rogers
 6504647272

 Michael Coglianese CPA PC

 125 E. Lake Street, Suite 303
 Bloomingdale
 IL
 60108

 Certified Public Accountant

 Mark Rogers
 N4 FINANCIAL, INC.
 12-31-2019
 Mark Rogers
 CEO
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.