Full text of SUTTER SECURITIES CLEARING, LLC's X-17A-5 filed 2026-03-16 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # SUTTER SECURITIES CLEARING, LLC FINANCIAL STATEMENTS AND ACCOMPANYING SUPPLEMENTARY INFORMATION REPORT PURSUANT TO SEC RULE 17a-5(d) FOR THE YEAR ENDED DECEMBER 31, 2025 # PUBLIC {1}------------------------------------------------ OMB APPROVAL UNITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Nov. 30, 2026 Washington, D.C. 20549 Estimated average burden hours per response: 12 ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 8-66859 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING\_12/31/25 FILING FOR THE PERIOD BEGINNING 01/01/25 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Sutter Securities Clearing, LLC TYPE OF REGISTRANT (check all applicable boxes): O Security-based swap dealer [ Major security-based swap participant Broker-dealer Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 6 Venture, Suite 395 (No. and Street) 92618 CA Irvine (State) (Zip Code) (City) PERSON TO CONTACT WITH REGARD TO THIS FILING 917-923-9649 tad.bull@sutterus.com Robert Bull (Email Address) (Area Code - Telephone Number) (Name) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Brian W. Anson (Name - if individual, state last, first, and middle name) 91356 Tarzana CA 18401 Burbank Blvd, # 120 (Zip Code) (Address) (City) (State) 9/14/05 2370 (PCAOB Registration Number, if applicable) (Date of Registration with PCAOB)(if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION ı, Robert Bull successful a man a more , swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Sufter Securities Clearing, LLC for same as of February 2026 , is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or eq…Read the full text as markdown