Full text of BEL AIR SECURITIES LLC's X-17A-5 filed 2021-03-30 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Bel Air Securities LLC Report Pursuant to Rule 17a-5(d) Statement of Financial Condition For the Year ended December 31, 2020 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-01 23 Expires: October 31,2023 Estimated average burden hours per response ... . .. 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** SEC FILE NUMBER B-66875 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01/01/2020 | | AND ENDING 12/31/2020 | | | |-------------------------------------------------------------------------------------------|---------------------------------------------------------|-----------------------|-----------------------------------|--| | | MM/DD/YY | | ---------------------<br>MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF BROKER-DEALER: Bel Air Securities LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM 1.0. NO. | | | 1999 Avenue of the Stars, Suite 3200 | | | | | | | (No. and Street) | | | | | Los Angeles | California | 90067 | | | | (City) | (State) | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Ivana Shumberg | | 713-562-4897 | | | | | | | (Area Code- Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | Alvarez & Associates, Inc, Certified Public Accountants | | | | | | | (Name- If lndfloldua/, srclle last, first, middle name) | | | | | 9221 Corbin Avenue, Suite 165 | Northridge | California | 91324 | | | (Address) | (City) | (Slate) | (Zip Code) | | | CHECK ONE: | | | | | | j.{ I<br>certified Public Accountant | | | | | | Public Accountant | | | | | | B<br>Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that/he annual report be covered by the opinion of an independent public accormtant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Sec/ion 240.17a-5(e)(2)* > Potential persons who are to respond to the collection of information contained In this form are not re…Read the full text as markdown