Full text of YELLOW CARDINAL CORPORATE FINANCE, LLC's X-17A-5 filed 2026-03-31 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED** STATES SECURITIES **AND EXCHANGE COMMISSION** Washington, D.C. 20549 uplres: N011. 30, 2026 Estimated **average** burden ## ANNUAL REPORTS FORM X-17A-5 PART Ill | hours per response: 12 | | |------------------------|--| | SEC FIL£ NUMBER | | | 8-66894 | | | FACING PAGE | | | |-----------------------------------------------------------------------------------------------------------|-----------------------|--| | Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | FILING FOR THE PERIOD BEGINNING 01/01/2025 | AND ENDING 12/31/2025 | | | MM/DD/YY | MM/DD/VY | | **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: Yellow Cardinal Corporaate Finance, LLC TYPE OF REGISTRANT (check all applicable boxes): [!) Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 9120 Union Centre Blvd, Suite 200 | | (No. and Street) | | | |--------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------|------------| | West Chester | OH | | 45069 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Shannon Cornell | 513-603-4046 | shannon.corne n@yellowcardinaladvi&ors.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing•<br>UHY LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | 7800 E Kemper Rd | Cincinnati | OH | 45249 | | (Address) | (City) | (State) | (Zip Code) | | July 1, 2004 | | 1195 | | | (Date of Re istration with PCAOB if a | licable | PCAOB Re istration Number if a | licable | | | FOR OFFICIAL USE ONLY | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(el(l)(ii), if applicable. Persons who are to respond to the collect Ion of Information contained In this form are not required to **respond** unless the form displays **a** currently valld 0MB control number. {1}--…Read the full text as markdown