Full text of TRANSNATIONAL CAPITAL CORP.'s X-17A-5 filed 2024-03-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 OMBAPPROVAL SEC FILE NUMBER 8-66908 # **ANNUAL REPORTS FORM X-17A-S PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | __<br>__<br>0_1_/_0_1_/2_3 | AND ENDING | ___ | 1_2_/3_1 /_2_3 __ | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------|------------|-----------------|-------------------|--|--|--| | | MM/DD/YY | | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME oF FIRM: Transnational Capital Corp. | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Major security-based swap participant<br>D Security-based swap dealer<br>0 Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 420 Lexington Avenue, Suite 300 | | | | | | | | | (No. and Street) | | | | | | | | | New York | NY | | | 10170 | | | | | (City) | (State) | | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Ivy Fredericks | 212-297-6262<br>ifredericks@transnationalcapital.com | | | | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | Ohab and Company, PA | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | 100 E. Sybelia Ave, Suite 130 Maitland | | | FL | 32751 | | | | | (Address) | (City) | | (State) | (Zip Code) | | | | | July 28, 2004 | | 1839 | | | | | | | rte of Reg•traUon wOh PCAOB)I• ap~icab~)<br>(PCAOB Regist<atkm Numbe,, if applicable)] | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CF…Read the full text as markdown