COLUMBIA WEST CAPITAL, LLC X-17A-5 (2026-01-28) — Broker-dealer annual report

Full text of COLUMBIA WEST CAPITAL, LLC's X-17A-5 filed 2026-01-28 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-S PART** Ill | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and ~Sa-7 under the Securities Exchange Act of 1934 | | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------|---------|------------|--|--| | AND ENDING 12131 f2025<br>FILING FOR THE PERIOD BEGINNING 01/01/2025 | | | | | | | | MM/DD/VY | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME oF FIRM: Columbia West Capital, LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer<br>□ Security-based swap dealer<br>□ Major security-based swap participant<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 14624 N Scottsdale Rd, Ste 124 | | | | | | | | (No. and Street) | | | | | | Scottsdale | AZ | | 85254 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Patricia Attridge | ( 480) 664-3949<br>admin@columbiawestcap.com | | | | | | (Name) | (Area Code -Telephone Number)<br>(Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Cropper Accountancy Corporation | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 2700 Ygnacio Valley Road, Ste 270 Walnut Creek | | CA | 94598 | | | | (Address) | (City) | (State) | (Zip Code) | | | | r<br>03/04/2009 | | 3381 | | | | | t• of Rege;t,atioo with PCAOB)(if applic,b~) | (PCAOB Regotration N,mbe,, , appli<ab~) | | | | | | | FOR OFFICIAL USE ONLY | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained** in **this form are not required to respond…

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)