Full text of TECCA HOLDINGS LLC's X-17A-5 filed 2024-02-09 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington,<br>D.C.<br>20549 | | OMB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Nov. 30,2026<br>Estimated average burden<br>hours per response:<br>12 | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------|----------------------|-------------------------------------------------------------------------------------------------------------------------|--| | | ANNUAL<br>REPORTS | | SEC FILE NUMBER | | | | X-17A-5<br>FORM | | 8-66939 | | | | III<br>PART | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5,<br>17a-12,<br>and 18a-7<br>under the Securities Exchange Act of 1934 | | | | | | FILING FOR THE PERIOD BEGINNING | 01/01/2023<br>MM/DD/YY | AND ENDING | 12/31/2023<br>MM/DD/YY | | | | A. | | | | | | REGISTRANT IDENTIFICATION | | | | | Holdings,<br>TECCA<br>NAME OF FIRM: | LLC<br>Texas<br>dba | Corporate | Capital<br>Advisors | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0<br>Broker-dealer<br>Security-based<br>Check here if respondent is also an OTC derivatives dealer | swap dealer | Major security-based | swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: | (Do not use a P.O. box no.) | | | | | 100<br>Crescent<br>Court, | Suite<br>700 | | | | | | (No.and<br>Street) | | | | | Dallas | TX | | 75201 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | James<br>Davis | 214-459-3169 | | james.davis@txcca.com | | | (Name) | (Area Code -Telephone<br>Number) | | (Email Address) | | | | B.<br>ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Sanvilie<br>&<br>Company | | | | | | (Name -if<br>St., | state last,first,<br>individual,<br>and middle name) | | | | | N.<br>#3100<br>325<br>Paul<br>Saint | Dallas | TX | 75201<br>(Zip Code) | | | (Address)<br>09/18/2003 | (City) | (State)<br>169 | | | | if applicable)<br>(Date of Registration with PCAOB)( | | | (PCAOB Registration Number,if<br>applicable) | | | FOR OFFICIAL USE ONLY | | | | | | l<br>* Claims for exemption from the requirement that th…Read the full text as markdown