JAYPEE INTERNATIONAL, INC. X-17A-5 (2022-06-28) — Broker-dealer annual report

Full text of JAYPEE INTERNATIONAL, INC.'s X-17A-5 filed 2022-06-28 (period 2022-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ FINANCIAL STATEMENTS AND SUPPLEMENT ARY SCHEDULES PURSUANT TO SEC RULE 17a-5(d) AND REGULATION 1.10 UNDER THE COMMODITY EXCHANGE ACT March 31, 2022 {1}------------------------------------------------ ### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-66945 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** **FACING PAGE** | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | |-----------------------------------------------------------------------------------------------------------|--|--| | | | | | FILING FOR THE PERIOD BEGINNING 04/01/2021 | | AND ENDING 03/31/2022 | | | |--------------------------------------------|----------|-----------------------|--|--| | | MM/DD/VY | MM/DD/VY | | | | | | | | | # **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM : Jaypee International, Inc. TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer □ Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 30 South Wacker Drive, Suite 2200 | | (No. and Street) | | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|-----------------|------------------------------------------|--| | Chicago | IL | | 60606 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Varun Choudhary | 312-254-5044 | | varunc@jaypeeusa.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ryan and Juraska LLP<br>(Name - if individual, state last, first, and middle name) | | | | | | 141 W Jackson Blvd. St 2250 | Chicago | IL | 60604 | | | (Address) | (City) | (State) | (Zip Code) | | | 03/24/2009 | | 3407 | | | | rte<br>of Reg;st,aUO, w;th PCAOB)lff appUcable) | | | (PCAOB Reg;suaboo N"mbec, ff appUcable)I | | | FOR OFFICIAL USE ONLY | | | | | \* Claims for exemption from the requirement that the annual report s be covered by the reports of an independent public accounta…

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)