# GUOTAI JUNAN SECURITIES USA, INC. X-17A-5 (2020-02-25) — Broker-dealer annual report

- Company: GUOTAI JUNAN SECURITIES USA, INC.
- Form: X-17A-5
- Filed: 2020-02-25
- Period: 2019-12-31
- Accession: 0001328730-20-000002
- CIK: 1671203
- File #: 8-69762
- Material weakness: No
- Auditor: Mazars USA, LLP
- Auditor location: New York, NY
- Contact: Michael Glynn
- Phone: 2127514422
- Signed by: Fei Yin (Chief Executive Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/1671203/000132873020000002/Guotaijunanshort2019.pdf

---

X-17A-5

 0001671203
 XXXXXXXX

 LIVE

 false
 false
 false

 01-01-2019
 12-31-2019
 Broker-dealer
 N

 GUOTAI JUNAN SECURITIES USA, INC.

 630 FIFTH AVENUE, SUITE 1915
 NEW YORK
 NY
 10111

 Michael Glynn
 2127514422

 Mazars USA, LLP

 135 West 50th Street
 New York
 NY
 10020

 Certified Public Accountant

 Fei Yin
 GUOTAI JUNAN SECURITIES USA, INC.
 12-31-2019
 None
 Fei Yin
 Chief Executive Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.