Full text of N.E. PRIVATE CLIENT, LTD's X-17A-5 filed 2026-05-19 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURmES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 OM8 Ntmber: 323S-OU3 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-66968 # PART Ill FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING 0 1/01 /25 | | AND ENDING _1_2_/_3_1_/2_5 | __<br>_ | |---------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|-----------------------------------| | | MM/00/YY | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: N.E. PRIVATE CLIENT,LTD. | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!) Broker-dealer<br>□ Ol8dc here if respondent is also an OTC derivatives dealer | O Security-based swap dealer | 0 Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 89 NORTH MAIN STREET | | | | | | (No. and Street) | | | | ATTLEBORO | MA | | 02703 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | MARK HANSEN | 508-930-8434 | | support@nepcltd.com | | (Name) | (Area Code-Telephone Number) | (Email Address) | | | | 8. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing•<br>BYRNE & COMPANY | | | | | | (Name - if individual, state last, first. and middle name) | | | | 510 Jasmine Ave | Newport Beach | CA | 92625 | | (Address)<br>8/19/25 | (City) | (State)<br>7329 | (Zip Code) | | | | PCAOB | • stration Number if a<br>licable | | | FOR OFFICIAL USE ONLY | | | • Oaims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported **by a** statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(°"l, if applicable. **Persons who are** to **respond to the collection of Information contained** In this form **are not required to respond unless the** form **displays• currently valid 0MB controf number.** {1}------------------------------------------------ #### OATH OR AFFIRMATION | I, MARK HANSEN | | | | | swear (or affirm) that, to the best of my knowledge a…Read the full text as markdown