Full text of RENAISSANCE INSTITUTIONAL MANAGEMENT LLC's X-17A-5 filed 2024-02-15 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition As of December 31, 2023 {1}------------------------------------------------ | Contents | | | |---------------------------------------------------------|----|--| | Facing Page to Form X-17A-5 | 2A | | | Affirmation of Officer | 2B | | | Report of Independent Registered Public Accounting Firm | 3 | | | Statement of Financial Condition | 4 | | | Notes to Statement of Financial Condition | 5 | | {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 > ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-66971 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING January 1, 2023 AND ENDING December 31, 2023 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: Renaissance Institutional Management LLC TYPE OF REGISTRANT (check all applicable boxes): [] Broker-dealer | | D Security-based swap dealer | | Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 800 Third Avenue | | (No. and Street) | | | |---------------------------------------------------------------|---------------------------------------------------------------------------|--------------------|--------------------------------------------| | New York | NY | | 10022 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Karinne Cruse | 212-836-2901 | karinne@rentec.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | PricewaterhouseCoopers LLC | | | | | | (Name - if individual, state last, first, and middle name) | | | | 300 Madison | Avenue<br>(City) | NY<br>(State) | 10017<br>(Zip Code) | | October 20, 2003 | | 238 | | | (Address)<br>(Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information…Read the full text as markdown